Mr. Arai is a seasoned veteran of Japan’s financial industry and has held senior and head of compliance roles at numerous financial institutions in Japan, across both the sell-side and buy-side, including Daiwa Securities, Lehman Brothers, UBS, Credit Suisse, SAC Capital Advisors (subsequently Point72 Asia), and Bloomberg, among others. At GBM Asset Management, Mr. Arai brings this extensive experience and deep expertise to his role as Chief Compliance Officer, where he oversees all compliance and legal matters, while ensuring that day-to-day operations are conducted smoothly and in strict accordance with Japanese financial laws and regulations, in close coordination with the relevant Japanese regulatory authorities.
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