Governance that goes beyond the standard

Strong governance is the foundation of trust. GBM Asset Management operates under a formal board structure that includes independent directors, ensuring clear oversight, accountability, and strategic checks on all investment activity. The firm is built on a three-lines-of-defense model, with a full suite of compliance, risk management, and operational control frameworks in place and actively maintained.

Three business professionals in formal suits are seen through a glass window; one man is smiling while talking on the phone, a woman is facing another man holding a tablet as they appear to be engaged in conversation

Built for accountability, trusted by institutions

Our operations are independently verified by reputable fund administrators and tier-one auditors, reinforcing the integrity of reporting and safeguarding the transparency required by institutional investors. From trade execution to NAV calculation and internal controls, every aspect of the platform is designed to meet global standards.
‍
We believe governance is not a formality—it is a core function. For portfolio managers, this means a stable, well-supervised environment. For investors, it means clarity, accountability, and confidence in how capital is managed.

A group of business professionals sitting around a conference table during a meeting, listening attentively to a speaker off camera

Board and Management

Experienced leadership team with independent directors providing oversight, accountability, and strategic direction.

A group of professionals in a meeting room reviewing documents while a presenter hands out papers, with data charts displayed on a screen in the background

Three-lines-of-defense model

First line includes strategy teams owning and controlling risk; second line is dedicated compliance and risk oversight; third line is independent internal audit assurance.

Japanese flag (Hinomaru) waving on a flagpole in front of a modern glass building

Regulatory & Governance

Governance is central to our platform. GBM Asset Management maintains a formal board structure with independent directors, ensuring oversight, accountability, and strategic review of all activities.